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Listing inspection CA ( compliance & audit )

Topgear Consultants

  • Location: Mumbai, Mumbai Suburban, Mumbai (All Areas)

  • Category: Hiring and Recruitment

  • Job Type: Full Time

  • Salary:450000.0000- 650000.0000

<ol><li>Adherence to Company Policies -&nbsp; Comply with organizational rules, guidelines, and procedures to maintain a professional and ethical work environment.</li><li>Effective Communication- Communicate clearly and professionally with team members, supervisors, and external stakeholders to facilitate collaboration and task completion. </li><li>Time Management and Punctuality-&nbsp; &nbsp;Manage time effectively to meet deadlines and attend meetings or work shifts as scheduled. </li><li>Team Collaboration - Work collaboratively with colleagues, contributing to a positive and productive team environment. </li><li>Problem-Solving&nbsp; - Identify challenges within the scope of the role, propose solutions, and take initiative to address them effectively. </li><li>Adaptability and Flexibility -&nbsp; Adjust to changing priorities, tasks, or technologies as required by the role or organization. </li><li>Maintaining Confidentiality -&nbsp; Protect sensitive information and adhere to data privacy guidelines. </li><li>Quality and Accuracy - Ensure that all work is completed to a high standard, paying attention to detail and accuracy. </li><li>Continuous Learning and Development - Stay updated with job-related knowledge and skills through training, feedback, and professional development opportunities. </li><li>Health, Safety, and Compliance - Follow workplace safety guidelines and report any potential hazards or incidents promptly. </li><li>Professionalism - Uphold the company’s values and maintain a professional demeanor in all interactions and tasks.</li></ol> <p><strong>Hiring with a leading financial service company in Mumbai </strong></p><br /><p><strong>Role: Manager - Inspection ( Compliance, Audit , Internal Audit , SEBI )</strong></p><br /><p><strong>Education : CA </strong></p><br /><p><strong>Job description </strong></p><br /><p> 1. Conduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist or conduct inspection on members offsite based on alerts received. </p><p>2. Continuous monitoring of the data submitted by the trading member to the Exchange. </p><p>3. Draft the inspection report for the member. </p><p>4. Expand the scope of inspection beyond the pre-approved checklist after consulting manager. 5. Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager.</p><p>6. Verify the inspection report prepared by the maker. </p><p>7. Conduct compliance visits for new members/ brokers to acquaint them to the compliance requirements and inspection process. </p><p>8. Escalate matters like non co-operation of member/delay in furnishing data to the respective Manager </p><br /><p><strong>Interested candidates can share their cvs prachi@topgearconsultants.com</strong></p>

Listing inspection CA ( compliance & audit )

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Job Summary:

  • Openings: 1

  • Applicants: 0

  • Job Posted:29-11-2024 07:42:24 (273 days ago)

  • Expiration: 03-04-2027 00:00:00.

  • Experiences: 2-7 Years.

  • Education: Bachelor Degree.

  • Skill: compliance,audit,inspection,Internal Audit,Audit Compliance,Investigation,SEBI compliance,SEBI

Posted by: Topgear Consultants
Contact No : 9821186312


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