[{"Id1":"10023","Id":"P6LDu0mHnUgbakam","JobTitle":"Listing inspection CA ( compliance \u0026 audit )","JobCategory":null,"Vacancies":1,"SalaryMax":"450000.0000","SalaryMin":"650000.0000","ExperienceMonth":7,"ExperienceYear":2,"Deadline":"03-04-2025 00:00:00","Tag":"compliance,audit,inspection,Internal Audit,Audit Compliance,Investigation,SEBI compliance,SEBI","Description":"logo230348.png","DateCreated":"Topgear Consultants","Active":false,"JobType":0,"Responsibility":null,"Eduction":null,"Location":"Mumbai, Mumbai Suburban, Mumbai (All Areas)","subCategory":"Listing inspection CA","MetaUrl":"Listing-inspection-CA","MetaTitle":null,"MetaDescription":"\u003cp\u003e\u003cstrong\u003eHiring with a leading financial service company in Mumbai \u003c/strong\u003e\u003c/p\u003e\u003cbr /\u003e\u003cp\u003e\u003cstrong\u003eRole: Manager - Inspection ( Compliance, Audit , Internal Audit , SEBI )\u003c/strong\u003e\u003c/p\u003e\u003cbr /\u003e\u003cp\u003e\u003cstrong\u003eEducation : CA \u003c/strong\u003e\u003c/p\u003e\u003cbr /\u003e\u003cp\u003e\u003cstrong\u003eJob description \u003c/strong\u003e\u003c/p\u003e\u003cbr /\u003e\u003cp\u003e 1. Conduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist or conduct inspection on members offsite based on alerts received. \u003c/p\u003e\u003cp\u003e2. Continuous monitoring of the data submitted by the trading member to the Exchange. \u003c/p\u003e\u003cp\u003e3. Draft the inspection report for the member. \u003c/p\u003e\u003cp\u003e4. Expand the scope of inspection beyond the pre-approved checklist after consulting manager. 5. Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager.\u003c/p\u003e\u003cp\u003e6. Verify the inspection report prepared by the maker. \u003c/p\u003e\u003cp\u003e7. Conduct compliance visits for new members/ brokers to acquaint them to the compliance requirements and inspection process. \u003c/p\u003e\u003cp\u003e8. Escalate matters like non co-operation of member/delay in furnishing data to the respective Manager \u003c/p\u003e\u003cbr /\u003e\u003cp\u003e\u003cstrong\u003eInterested candidates can share their cvs prachi@topgearconsultants.com\u003c/strong\u003e\u003c/p\u003e","MetaKeywords":null}]
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